dealing in securities

基本解释

Article 3. When issuing and dealing in securities, all concerned must abide by the principles of openness and fairness.
第三条证券的发行、交易活动，必须实行公开、公平、公正的原则。
Article 5. When issuing and dealing in securities, all concerned must abide by laws and administrative rules and regulations.
第五条证券发行、交易活动，必须遵守法律、行政法规；
The text focuses on the detriment of the illegally manipulation over the dealing in securities and analyses how to keep it under control to the smallest degree possible through law.
本文针对现实中操纵证券交易价格的违法犯罪行为及其危害，在剖析其发生原因的基础上，探讨了如何以法律手段将其控制在最低限度之内。

Banks are still banned from dealing in securities, which makes them weaker than they otherwise would be.
ECONOMIST: Japan's economy
Now the real punishment comes by Cuomo wanting a few more dollars from Rattner as well as banning him from dealing in securities in the state of New York.
FORBES: Bans and Censures for Rattner and Rangel Respectively
In short, investors are dealing with a new set of complex securities, based on loans to a new type of borrower, where the loan terms and conditions may not be clear and at a time when house prices are falling nationally for the first time in living memory.
ECONOMIST: The costs of clearing up the subprime crisis

证券交易
What’s more, attention should be paid to guarantee and develop the tax revenue sources, and help relieve the contradiction between revenue and expenditure. The current increasingly serious contradictions in fiscal revenue and expenditure call for that stamp duty in dealing in securities should be retained .
当前采取的结构性减税措施的同时还应注意保证、开辟税源,缓解财政收支矛盾压力,暂应保留证券交易印花税。
证券买卖